Compliance & Governance Overview
Last updated: January 2026
Naucom L.L.C (“Naucom L.L.C.”, “we”, “us”, “our”) is committed to operating with the highest standards of legal compliance, governance, and ethical conduct.
Our compliance and governance framework is designed to support disciplined, transparent, and lawful international trade while protecting our counterparties, partners, and stakeholders.
Our Approach
Naucom L.L.C. operates within a structured compliance framework aligned with:
- applicable United Arab Emirates laws and regulations;
- internationally recognised standards, including those issued by the Financial Action Task Force (FATF); and
- widely accepted principles of ethical and responsible business conduct.
Our framework is risk-based, proportionate to the nature of our activities, and designed to support principal-to-principal transactions conducted through established financial and regulatory channels.
Key Compliance Areas
Anti-Money Laundering (AML), KYC & Due Diligence
Naucom L.L.C. applies risk-based AML, KYC, and due diligence measures to counterparties, partners, and transactions.
These measures support the prevention of money laundering, terrorist financing, fraud, and other financial crime.
Related documents:
- AML / KYC / Due Diligence Policy (Public Summary)
Sanctions & Restricted Jurisdictions
Naucom L.L.C. does not knowingly engage in transactions involving sanctioned individuals, entities, vessels, or restricted jurisdictions.
Sanctions risk is assessed on a continuing basis, including ownership, control, and indirect exposure.
Related documents:
- Sanctions & Restricted Jurisdictions Policy (Public Summary)
Anti-Bribery & Corruption
Naucom L.L.C. maintains a zero-tolerance approach to bribery, corruption, facilitation payments, and improper inducements, whether involving public officials or private parties.
Related documents:
- Anti-Bribery & Corruption Policy (Public Summary)
Ethical Trading & ESG
Naucom L.L.C. is committed to ethical trading, respect for human rights, and responsible governance.
We expect our counterparties and partners to adhere to applicable laws and ethical standards and reserve the right to decline engagements where material concerns arise.
Related documents:
- Ethical Trading & ESG Statement
- Modern Slavery Statement
Transaction Discipline & Engagement Standards
Naucom L.L.C. engages strictly on a principal-to-principal basis.
We do not operate as an open brokerage platform and do not participate in speculative or non-authoritative transaction structures.
Related documents:
- Transaction Engagement Policy (Principal-to-Principal Only)
Data Protection & Digital Compliance
Naucom L.L.C. respects privacy and data protection obligations and processes personal data in accordance with applicable laws, including UAE data protection requirements.
Related documents:
- Privacy Policy
- Cookie Policy
Website Governance & Legal Notices
Information published on this website is governed by applicable terms, disclaimers, and intellectual property protections to ensure transparency and legal clarity.
Related documents:
- Website Terms & Conditions
- Disclaimer
- Intellectual Property / Copyright Notice
Governance & Oversight
Compliance and governance are supported through:
- defined internal accountability and oversight;
- documented internal policies and procedures (not publicly disclosed); and
- periodic review of legal, regulatory, and risk considerations.
Naucom L.L.C. reserves the right to refuse, suspend, or terminate engagements where compliance, legal, or reputational risks cannot be adequately managed.
No Public Offer or Advice
Information on this website does not constitute:
- an offer or solicitation;
- investment, legal, or financial advice; or
- a commitment to transact.
Formal commercial terms are issued only following appropriate qualification and direct engagement.
Contact
For principal-level enquiries or general questions regarding our compliance and governance framework, please contact:
Naucom L.L.C.
Email: services@naucomllc.com